Cell-based construction site simulation model for earthmoving operations using real-time equipment location data
© Pradhananga and Teizer. 2015
Received: 17 February 2015
Accepted: 29 May 2015
Published: 4 June 2015
Simulation is a proven technique for effective construction site layout planning and heavy equipment resource optimization. Traditional simulation uses historical data as input for task durations. Data is fed into activity cycle diagrams which many times do not consider any of the rapidly changing spatial constraints that are present on a construction site. Very little research has been conducted towards more realistic, real-time simulation involving data gathering from live actors and documenting the effect of potential changes to such a spatial-temporal work environment.
Cell-based simulation, incorporating continuous spatial changes to the site layout during project operations and real-time Global Positioning System (GPS) location tracking data from equipment resources, is introduced for more realistic and rapid modeling. The potential of analyzing and visualizing the effects of spatial consideration of varying resource combinations in earthmoving cycles on productivity and site congestion are explored. It provides insight and awareness in decision making for resource management, site layout and internal traffic control planning.
The proposed cell-based simulation system handles complex and more realistic scenarios. Various cell parameters were tested in a case study of common earthmoving operations. The advantages of the cell-based over a traditional simulation model include ease of visualization and simplicity in modeling spatial constraints (e.g., ramp restricting traffic to one-way flow). The system provides full control over the flow of resources by using predefined rules or algorithms. It simplifies the design process since, except for some certain key cells, other ordinary cells followed the same rules without being programmed individually. Future research may involve multiple, non-interacting crews competing for resources and study of time-space conflicts in more detail.
The presented cell-based simulation system is able to model and visualize the cyclic activities of earthmoving equipment that occur on a construction site in greater detail than previous simulation methods have done. Using near real-time location data from equipment as input value in the simulation helps construction site project engineers, planners, and managers to improve coordination and monitoring of such construction resources.
KeywordsEarthmoving operation Global positioning system Heavy equipment resources Modeling Real-time location tracking Simulation Data visualization
Simulating earthmoving operations is a classic example of simulation in construction engineering and management. Although it is done primarily to optimize the productivity of cycling resources (e.g. dump trucks), it mainly assists decision making by estimating the right numbers of required resources that perform a task. The traditional way of developing a simulation model has been using Activity Cycle Diagrams (ACDs). ACDs are precedence diagrams with connected nodes representing the resources and activities (Martinez 2001). A queue of events is generated in such simulation models. The simulation is event driven and conditions are checked only when an event occurs in the queue. Such diagrams easily get complicated when the number of events increases or the numbers of conditions grow. Besides, these diagrams do not consider spatial constraints on site and large effort has to be put into the diagrams to incorporate space as a resource.
Space on many of today’s construction sites is a rare commodity. As resources and activities need to be scheduled based on existing spatial constraints, construction site layout plays an important role for the success of project operation execution. Planning through simulation often involves identifying problems and opportunities of existing construction site environments ahead of time (Ning et al. 2011). Common construction site conditions, like congestion and proximity among competing trades and resources, cannot be handled if spatial constraints are not taken into account. Cell-based systems have proven to be very effective for modeling complex systems involving spatial considerations (Mitchell 2009).
This article describes a framework for developing a cell-based simulation model for cyclic earthmoving operations. There are myriads of benefits of choosing cell-based system over traditional ACDs. Firstly, cell-based systems are known for the ease in modeling complex systems. Unlike traditional simulation where the activities or resources act as entities, each cell in a cell-based system can update its state based on predefined conditions. Construction resources that occupy cells in the grid and move to adjacent cells, follow a calculated path. The cells interact with the neighbor cells and affect their state based on the neighbors. Since spatial consideration are taken into account in the presented study, location data from resources can be directly related to the cells for the input analysis. This study also presents a novel approach towards visualization of the entire simulation without any additional effort. Occupancy of cells already give the location of the resources at any given time in the simulation.
This article is organized as follows: it first synthesizes the relevant literature in the field of simulation. It then describes the methods for developing a cell-based simulation system for an earthmoving operation. The article introduces into technology for real-time location tracking, error measurements, and also outlines the parameters that need to be considered for modeling the cells and algorithms. Experiments to a field trial of the developed cell-based simulation model are presented. Results to program the truck load cycles, analyze, and visualize the output for enhanced decision making are explained. The article concludes with a discussion and future research needs.
Typical construction earthmoving operations are repetitive in nature and activities are generally performed in cycles. Hence, Activity Cycle Diagram (ACD)-based simulation models are very common applications in the construction industry. Event generation mechanism in an ACD is based on activity scanning of each instance. The CYClic Operations NEtwork (CYCLONE) model, developed by Halpin (1977), focuses on the typical cyclic construction operation. State and Resource Based Simulation of Construction Processes (STROBOSCOPE), developed by Martinez (1996), represents a newer generation system for construction simulation based on ACDs. Other tools, like Hajjar and AbouRizk (1999) introduced SIMPHONY, have been developed focusing on special purpose simulation. These systems provide services that developers can use to control different system behaviors. They also provide platforms for the graphical representation of operations, animations, and statistical tools for input and output data. Templates in these systems provide a user-friendly environment, for example, the different construction operations exist as blocks for building new simulation systems. Even non-simulation experts easily comprehend the functionality of these systems. However, these systems do not consider spatial constraints or spatial interactions among resources, which can be a crucial factor in resource optimization. To resolve these shortcomings, Kamat and Martinez (2001) created a system that coupled ACD-based simulation results with 3D visualization for the purpose of detecting potential operational risks. Although some basic spatial reference was introduced into the simulation, the system cannot handle space-optimization problems.
Another approach of simulating a model is to build complex systems using Cellular Automata. The concept was developed by Mitchell in the 1940s (Mitchell 2009). A theory for Discrete-Event systems Specification (DEVS) was defined by Zeigler (1976) as a formal method for building models in a hierarchical and modular approach. This method is based on a cell space model consisting of an infinite set of geometrically defined cells. Each cell can have many layers corresponding to the attributes that the cell might have. The behaviors of the cells depend upon the state of neighbor cells in the system. The cell-based approach was further explored by Wainer (2009) for the development of Cell-DEVS. This approach considered cell spaces as discrete event models and allowed easier ways to model a complex system. A toolkit called CD++ explored this approach further and has already been implemented in many different types of applications.
Cellular Automata (CA) has been used to model and solve problems in a wide variety of science fields (Wolfram 2002). It has been applied in developing games (Nowak and May 1993), parallel computing and nanometer-scale classical computing (Benjamin and Johnson 1997), modeling physical and biological systems in nature (Toffoli 1984), social sciences (Albin 1975), and music (Burraston et al. 2004). In the context of civil engineering, CA has been successfully implemented in structure analysis and design (Missoum et al. 2005), traffic modeling and control (Gershenson and Rosenblueth 2011; Smith et al. 1995), water distribution systems (Keedwell and Khu 2006), and environmental and urban planning models (Li and Yeh 2000). The use of cell-based simulation in construction operations is relatively new. Zhang et al. (2007) implemented a cell-based modeling approach for spatially distributed resources in a construction site. They also described steps for creating a cell-based model and demonstrated a case study of a bridge re-decking process. The case study involved removing old and installing new panel sections. The feasibility of the approach was tested for construction environments by comparing the results to those obtained from MicroCYCLONE. Hammad and Zhang (2011) conducted a feasibility study using small scaled, physical equipment models for construction equipment collision detection. The study’s objective was to overcome drawbacks in traditional simulation modeling that use historical, statistical data instead of real data from the site. The research also concluded that spatio-temporal representation of resources has potential to enhance safety analysis. By feeding real-time data into a simulation model, instant model adjustments can represent the real work environment.
For this project, the System Under Investigation (SUI) is a construction operation involving earth moving activity. A typical earthmoving operation involves excavation, hauling dirt, and piling up the dirt at a different site. The excavation site was modeled and the activities occurring at an excavation pit were studied. The different entities involved in the SUI are described next.
The size of the construction site for an academic office and laboratory facility was approximately 120 m × 100 m. The total excavation volume had been estimated at approximately 30,500 m3 of clay earth. The excavation lasted over the winter for 5 months. The excavation process was interrupted several times because of bad weather (e.g., rain) and for other reasons. The site contained general site infrastructure, e.g., the excavation pit, temporary driveways, an entry and exit ramp into the pit once the excavation depth was deep enough, trailers for the site office, several material lay down and storage areas, and restrooms.
The construction resources present at the site were equipment, workers, materials and space. The equipment involved in the earthmoving operation was assessed and a number of “excavators” and “dump trucks” were selected as the prime focus of this simulation model. Workers-on-foot were involved, but their prime duty was only to coordinate the operation. Since they were not directly involved in the operation they were not included into the simulation. The operation involves clay dirt as a material. For the simulation, an unlimited availability of dirt is assumed. Space is considered as a resource that is used by other resources and will be optimized. The number of excavators varied between one and two on a daily basis. A tracked loader with a bucket was also used to load the dump trucks. The number of available dump trucks ranged from 10 to 20 on a given day. The capacity of each truck was 9 m3. The bucket of an excavator held 1.5 m3 of dirt when the load was flush with the bucket’s sides. The same loading capacity was assumed for the track loader. However, their capacity under a heaped capacity is more like 2 m3.
Global Positioning System (GPS) data loggers were attached to the excavators throughout the day. For the trucks, one GPS data logger was attached to the trucks at the entry gate to the site and removed at the exit point. After the review of classical construction simulations, a limitation of this study is that not the entire cycle path could be observed. Due to privacy issues the dump location could not be observed. This was mainly due to the fact that the dump truck drivers were all local hires and agreement among all drives to record the entire travel cycles could not be achieved. However, data were recorded for the entire time of operation the resources (excavators and trucks) were on site. Data was eventually downloaded and stored at the end of each working day. The objective of the study was to collect real-time data using GPS data loggers, but to process it afterwards off-site. The utilized GPS technology (incl. error rate, location recording frequency, and type and amount of data) is explained in detail in Pradhananga and Teizer (2013). The mounting locations of the GPS equipment on the construction vehicles are shown in Fig. 1. A few notes: the frequency of data collection through these devices was 1 Hz. Only the parts of the hauling and returning activities that lie inside the site were considered for the simulation. The crews (incl. equipment) started working at around 6:30 AM and stopped at around 5:30 PM. All truck and excavation equipment drivers volunteered their participation.
Construction site characteristics
Like any other production systems, the SUI also operates under cost and schedule constraints. Optimal usage of the available resources is desired to maximize productivity (i.e., time) and reduce operating costs of machinery and personnel involved. Focusing on the two main types of resources, excavators and trucks, their numbers on site depend upon the production goals of the day. Increasing the number of resources does not always result in increased production on a construction site. If there are fewer trucks than the excavators can load at a time, the excavators have to wait for the trucks to arrive. The hourly operating cost of excavators makes this equipment type ideal for optimization. If there are more trucks than the excavators’ capacity can handle, the trucks would have to wait for the excavators. Choosing fewer trucks, in such a case, not only saves money but also avoids site congestion. Since fewer trucks idle and potentially congest the driveway less, other equipment is able to utilize these more efficiently. It should be noted that all the movements into, on, and outwards of a typical construction site happens through specifically designated temporary entry gates and paths, which often become a bottle neck, especially in urban construction site environments. In these cases, congestion at the site has an adverse effect on all the activities happening at that site and close to it.
Results and discussion
Simulation engine, objectives, assumptions, and properties
There are many commercial simulation software packages available that perform complex systems simulation using cellular automata. This research requires a system that intakes real-time from the site and dynamically updates the simulation model. A cell-based simulation based on complex systems was developed from scratch in MATLABTM. The proposed system is also capable of incorporating feedback from new observations and perform the simulation in ever changing context of the site. The objectives, and assumptions that a cell needs to hold along with other system properties are explained next in the context of the selected earthmoving site.
To generate spatio-temporal information from a simulation model based on real-time data from a site for a different resource configuration.
To implement a complex systems method for simulating an earthmoving operation using a cell-based model.
To analyze the effect of changing the number of resources (excavators, loaders, and trucks) on productivity.
To predict the optimum number of resources (excavators, loaders, and trucks) for a given production volume for a day, using real data from the site by performing a sensitivity analysis.
No other vehicles use the driveway.
No equipment downtime or breakdown takes place.
Trucks wait only inside the construction site and their movement is not constrained outside.
Trucks do not enter any other part of the site that is not considered in the simulation.
The operation is never disrupted (i.e., due to weather, site issues).
No other activities take place in the entire site while the earthmoving is in progress.
No activities take place beyond the cellular system outside the site.
All equipment operators are equally skillful.
The external traffic conditions do not affect the inter-arrival times of trucks (stationary system).
The excavators can be placed at any point inside the pit without affecting the excavation process (this assumption requires other equipment like dozers and loaders to push earth towards the excavator while the excavator can load the trucks without moving its position throughout the day).
The trucks travel inside the site through a guided driveway.
The velocity of all the trucks inside the site is uniform.
An unlimited amount of dirt is available (if needed).
Lattice geometry: A two-dimensional (2D) grid was considered for the system representing the site area and ignoring the elevation difference among parts of the site. Figure 8 shows different types of the lattice geometry. The elevation difference between the driveway and the excavation pit is covered by the trucks on the ramp. This elevation difference has not been included for simplification of the simulation model because it does not alter the movement style of the resources. In cases where a three-dimensional (3D) simulation model is desired, a 3D lattice should be adopted. An example of such a case would be the erection of a multi-story building.
As shown from satellite or airborne imagery (see Fig. 9a) (Siebert and Teizer 2014), the zones have been surveyed and annotated with different colors. The cells in white represent the part of the site where no excavation activity occurred. Those cells never needed to be updated. The trailer area represented the office area and did not need to be updated (see Fig. 9b). The simulation starts once a truck enters the site through cell numbered 40 (see Fig. 9c). The truck follows the driveway (in grey) to cell 36 and proceeds down the ramp to into the pit that starts with cell 101. From cell 101, the truck moves to the loading location, near or next to an excavator or track loader, and waits for being loaded with material. The inter-arrival times of the trucks and the loading times for the excavators are the two stochastic processes in this system. Once filled, the truck returns to cell 101 and then exits the pit through the ramp to cell 52, where it leaves the site through the exit gate. At the exit, an inter-arrival time is assigned to the truck along with a fixed time that it would take to travel to the dump site and return to the site, where it then enters the site again through cell 40.
Neighborhood size: Fig. 10 shows the various types of neighborhoods according to Toffoli and Margolus 1987. In this system, a von Neumann neighborhood was assigned to the cells on the driveway to prevent trucks from passing another on the driveway (see Fig. 10a). The use of von Neumann neighborhood prevents a truck from moving diagonally. This would have restricted trucks from passing by other trucks in the event of a close proximity. A Moore neighborhood was assigned to cells in the excavation pit to allow free movement in the absence of dedicated lanes (see Fig. 10b). For exceptional cells that controlled the flow of trucks from one zone to another, an arbitrary neighborhood was implemented.
State set: The state of a cell was labeled 0 if it was unoccupied and 1 or 2 if it was occupied by a truck or an excavator at a given time, respectively.
Initial conditions: The information about the zones in which the cells lie was provided through a comma separated values (CSV) file. The zones included 0 for cells not considered for any activity, 1 for the driveway, 2 for the excavation pit, 3 for the loading area of the excavator, and 4 for the trailer. Similarly, the positions of the excavator and corresponding loading area were also fed into the system through a CSV file during initialization.
Transition rules: Instead of direct specification or probabilistic rules, a multi-step transition rule-based system was adopted. This means that different ranges of cells would compute different parameters before making the next move. The algorithm followed the transition rules shown in Fig. 12.
The algorithm loops through all the neighbors of the cell under consideration. Each cell is assigned to a target cell to which the movement is directed. For each neighbor of that cell, an occupancy test is performed to assess if the cell is willing to welcome any occupant. If the cell is available, a zone test is performed on the cell to confirm that the movement would be constrained to the same zone. Now, the cells passing both these tests are compared for the distance to the target cell. A movement occurs only if moving to that cell reduces the distance towards the target.
Cell 40: Truck enters the system. Cell 36 is assigned as the target cell.
Cell 36: This cell checks if any loading area (cell) is available around any of the available excavators in the pit. If yes, it will check if any loaded truck is still in the pit. If a loading truck is in it, it might block the ramp within a reasonable, short amount of time. If no loaded trucks are inside the pit, cell 36 still checks if any loaded trucks are already on the ramp (from cells 36 to 101). If none of the above-mentioned conditions are present, it will set the truck’s target to cell 101 and also assign a loading zone to the truck. The loading zone next to an excavator having the least number of trucks next to it, is assigned to the truck.
Cell 101: This cell is the bottleneck in the earthmoving operation. This cell has to be passed by both unloaded and loaded trucks. For this reason, before any truck enters this cell, a test first makes certain that no cells are currently on the ramp in the opposite direction (entering or leaving the pit). The truck may, however, follow another truck moving in the same direction on the ramp. Cell 101 also exhibits a different rule for loaded and unloaded trucks. If an unloaded truck comes to this cell, it will redirect it to the loading zone next to the excavator which has been assigned to that truck. If a loaded truck comes to the cell, the cell will forward it to cell 52, which is the site exit. Cell 101 is also the only cell in the system where a truck changes zones (i.e., from driveway zone to pit and back).
Cell 52: This is the exit cell. It assigns the next arrival time for the truck and moves the truck out of the system. The trucks arrive at the entry cell (40) based on the inter-arrival time assigned here.
It can be observed in Fig. 15 that for less number of trucks, the number of trucks govern the total production. That means, irrespective of the number of excavators, the total production will not increase because the trucks are already delivering their maximum potential. In this scenario, there is a chance that the excavator has to wait for new trucks to arrive at the site. As the number of trucks increases again, the excavators are busy and trucks have to wait to get loaded. In terms of production, it would be beneficial to have more excavators on site. Figure 15 depicts this scenario. For this SUI, the tipping point occurs at around 50 trucks. The total production for one or two excavators is the same if the number of trucks is less than 50. After one excavator’s capacity is reached, we only see a surge in production if we deploy more excavators (two in this case).
Figure 15 also shows a case when both the excavators work at their maximum capacity (with roughly 100 trucks serving the site). Sending more trucks to the site will not yield any further increase in production. An extension to Fig. 15 would be the total production with three excavators on site. It can be expected that the production steadily increases beyond the capacity 100 trucks can carry, but becomes stagnant at a higher number of trucks.
The major benefit from implementing a cell-based simulation model is that it uses a continuous simulation model and simulates the position of all the resources at each instance. This is not possible in a discrete-event simulation model. Discrete-event simulation triggers only when an event occurs. Since the focus of this research was to analyze the interaction of the resources at each instance, cell-based simulation has to be implemented to thoroughly understand the interaction even when no notable event occurs.
Feedback and model verification
The valuable information obtained by simulating the site under different site conditions is applied in future operations through a feedback loop. New decisions are implemented and real-time data are continuously collected. These further enhance the simulation system and provide better decision making capacity.
Model verification is the process of confirming that the right model has been built for the system. In the case of a cell-based system, the entire simulation process can be observed in the visualization environment. Checking the model can be done by observing the movement of the entities in the simulation system. In the selected case, the dump trucks are supposed to arrive at the entrance gate, find their way through the temporary construction road on site, wait for the ramp to be empty, wait for an empty spot next to an excavator, wait to be loaded, and then exit through the exit gate. All these activities can be visually verified to check if the model has been built correctly.
A cell-based simulation system was developed to model cyclic earthmoving activities that occur on a construction site. A method of developing the cell-based simulation model was described. The capabilities of the system to handle a complex system were demonstrated and the parameters of the cells were tested in a case study of common earthmoving operations. The advantages of using a cell-based system over a traditional simulation model include ease of visualization and simplicity in modeling spatial constraints (e.g., a ramp restricting the traffic flow to one-way). The system of cells provided full control over the flow of resources by using predefined rules or algorithms. The cell-based system also simplified the design process since, except for some certain key cells, other ordinary cells followed the same rules and did not need to be programmed individually.
Implementing real-time data into the simulation and using the feedback loop helped in creating a more realistic model. Future development of this system should include multiple crews competing for resources. Of particular interest would be studying a crew that does not interact with each other but shares the same workspace. In terms of safety applications, the developed system may provide the advantages of continuous simulation over traditional event-based simulation methods, especially when studying interaction among resources (Teizer et al. 2015). Continuous simulation generates spatio-temporal data for resources for each instance, which can be analyzed as if it had been collected from a real construction site. For such cases, workspace conflicts and the effect of one crew on work site productivity, due to congestion or other project risks, could be analyzed. The developed system could assist decision makers in regards to advancing resource allocation and site layout planning. It could also be used as a training tool to allow project managers to become familiar with the effects of changing resource quantity levels on site.
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